Compliance Associate - Chicago Branch at Bank of China

Thu, 2017-12-07 14:52 -- Anonymous (not verified)

Employer: Bank of China

Expires: 12/16/2017


Middle Desk Compliance Associate


Job Description

The incumbent will be responsible for coordinating with the business
development department and liaising with back office to ensure full compliance
with documentation, organize files, and prepare department reports. S/he will
prepare and review credit files for existing and new customers and will assist
in preparing new business credit recommendation reports.


Job Duties


Coordinate with Trade Service Department, Corporate Banking Department,
and liaise with back office to ensure full compliance with documentation

Prepare and review credit files for existing and new customers

Input loan data and maintain database of loan profiles


Conduct research on customers and transactions for AML, BSA, and KYC.
Review and monitor transaction activities to ensure all transactions are in
compliance with BOC’s policies

Perform Policies and Procedures Review on semi-annual basis

Understand, comply with, and monitor activities of all laws and regulations
regarding AML, BSA, currency transaction reporting, and suspicious activity


Prepare written responses to market conduct inquiries

Attend external seminars, trainings, and meetings to obtain information
on new trade products and latest trends in international trade markets

Job Requirements

Bachelor’s degree required

1-3 years’ experience in Banking industry; preferably in compliance or
risk related role

Bilingual required; Chinese/English 

Department of Economics

University of Virginia
248 McCormick Rd
Charlottesville, VA 22904-4182
Phone: 434-924-3177
Fax: 434-982-2904