Compliance Associate - Chicago Branch at Bank of China

Thu, 2017-12-07 14:52 -- Anonymous (not verified)

Employer: Bank of China

Expires: 12/16/2017

Position 

Middle Desk Compliance Associate

 

Job Description

The incumbent will be responsible for coordinating with the business
development department and liaising with back office to ensure full compliance
with documentation, organize files, and prepare department reports. S/he will
prepare and review credit files for existing and new customers and will assist
in preparing new business credit recommendation reports.

 

Job Duties

Operations

-        
Coordinate with Trade Service Department, Corporate Banking Department,
and liaise with back office to ensure full compliance with documentation

-        
Prepare and review credit files for existing and new customers

-        
Input loan data and maintain database of loan profiles

Compliance

-        
Conduct research on customers and transactions for AML, BSA, and KYC.
Review and monitor transaction activities to ensure all transactions are in
compliance with BOC’s policies

-        
Perform Policies and Procedures Review on semi-annual basis

-        
Understand, comply with, and monitor activities of all laws and regulations
regarding AML, BSA, currency transaction reporting, and suspicious activity
reporting

Marketing

-        
Prepare written responses to market conduct inquiries

-        
Attend external seminars, trainings, and meetings to obtain information
on new trade products and latest trends in international trade markets

Job Requirements

-        
Bachelor’s degree required

-        
1-3 years’ experience in Banking industry; preferably in compliance or
risk related role

-        
Bilingual required; Chinese/English 

Department of Economics

University of Virginia
248 McCormick Rd
Charlottesville, VA 22904-4182
Phone: 434-924-3177
Fax: 434-982-2904